Leaman Crellin's Podcast

Meet the team with Chad Giussani

Thu, 08 Feb 2024 10:00:00 +0000

This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London.

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Management Information and Reporting Data with Emily Wright

Wed, 24 Jan 2024 08:00:00 +0000

Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection.

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Management Information and Reporting Data in Financial Services

Tue, 16 Jan 2024 11:00:00 +0000

This roundtable covers preferred attributes of data:

· Concise and Actionable

· Timely and Relevant

· Outcome-Driven

· Predictive

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Interrogating and Analysing Data in Financial Services

Wed, 03 Jan 2024 00:00:00 +0000

Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Cleansing and Processing Data in Financial Services

Wed, 13 Dec 2023 16:00:00 +0000

Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Sourcing and Collecting Data in Financial Services

Wed, 06 Dec 2023 10:00:00 +0000

Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.

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Use it or lose it

Mon, 04 Dec 2023 09:00:00 +0000

The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it.

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Discussing Wind Down Plans with Dina Devalia

Thu, 16 Nov 2023 09:00:00 +0000

This is an overview of the FCA’s wind down process, covering such areas as:

· What it is

· The scenarios that would make a firm no longer viable

____________________________________________________

Dina Devalia

Managing Director, Quantuma Link to Dina’s profile

M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com

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Consumer Duty MI Insights

Wed, 01 Nov 2023 11:00:00 +0000

Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital.

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The FCA Risk Strategy for Principal Trading Firms

Wed, 13 Sep 2023 09:00:00 +0000

The FCA discusses how principal trading firms should focus on:

· Algorithmic trading controls

· Financial resilience

· Avoiding market disruption arising from commodity market volatility

· Operational resilience

· Brexit impacts

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The Updated Payments Perimeter

Mon, 28 Aug 2023 19:00:00 +0000

This is an update on how HM Treasury is looking to reform the payments perimeter, which affects a £1 trillion industry.

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We need to talk about short-termism

Tue, 22 Aug 2023 09:00:00 +0000

Getting ahead by shifting your focus towards longer-term strategy creates financial resilience, argues our Zoe Keen about sustainability.

This podcast is accompanied by an article https://www.leamancrellin.co.uk/post/short-termism

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Shades of Green: How Sustainability is Hitting Financial Services

Mon, 12 Jun 2023 14:00:00 +0000

Zoe and Daiman are in conversation about sustainability, making sense of the FCA’s and international standards:

International Sustainability Standards Board
Changes to the UK’s Listing Rules
Sustainability Disclosure Requirements (UK)
Sustainable Finance Disclosure Regulation (EU)
Discussion Paper feedback
Why sustainability experts are a must-have for many firms

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FCA’s use of data under the Consumer Duty

Thu, 25 May 2023 13:00:00 +0000

Katharine and Daiman continue their discussion of the Consumer Duty and how the FCA is planning to use data. A few more pearls of practical wisdom are teased out as well:

The Consumer Duty is not TCF Plus; it is much more
There are real commercial advantages to getting this right

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Highlights from the FCA Business Plan 2023/24

Tue, 16 May 2023 17:00:00 +0000

This episode unpacks some of the FCA's Business Plan for 2023/24 and specifically what they mean by problem firms, data-led regulation, meeting threshold conditions, and, the consumer duty.

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Welcome to the LC podcast

Tue, 09 May 2023 08:00:00 +0000

We are delighted to announce the Leaman Crellin Podcast, featuring short discussions of current topics in the regulatory compliance space.

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